WSU

Semester 1, 2013


Financial Services Law Notes

39 pages

12,274 words

$44.00

24

Description

These notes are very detailed and comprehensive and provides plain English explanations for all legal concepts pertaining to financial services law.

Notes are easy to read with various keys used to make it easy to scan through. For example, green represents a legislative reference whereas yellow represents a case discussion.

Topics covered in these notes include:

1. General definition of financial product
2. Disclosure regimes for securities
3. Disclosure regimes for other financial products
4. Managed investment schemes
5. Licencing regime for financial service providers
6. Licencing of financial markets
7. Market manipulation and insider trading
8. Clearing and settlement facilities

Author

Zohra

Campus

WSU, Parramatta

Member since

December 2011