These are my fully comprehensive detailed notes for MLL329 Financial Services Regulation (Revised for 2024). This is all I used for the exam. I have spent countless hours compiling these notes. My mark was 92 HD for the subject. I scored 91% in the exam using only these notes. These notes are comprehensive and integrate everything learnt in the subject, including the prescribed readings from the textbook, lecture notes, tutorial answers, case summaries, etc which I have summarised into concise and easy to follow step-by-step guide to answer evidence exam questions. These notes cover the following topics: 1. Global Financial Regulation 2. Financial Markets and Services 3. Financial Regulatory System 4. Australian Financial Regulatory Authorities 5. Payments, Clearing, Settlement Systems 6. Australian Financial Market Licence 7. Financial Products Advice 8. Financial Dispute Resolution 9. Disclosure in Financial Services 10. Financial Services Regulation Revision Hope these comprehensive notes help you smash Financial Services Regulation!


Trimester 1, 2023

88 pages

66,793 words



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