Semester 1, 2018

Ethics in Finance Comprehensive Notes

21 pages

7,055 words




Uses a wide range of readings summary and external notes, in addition to lecture notes.

The topics covered in these notes include:
- Introduction to Ethics
- Theories and Foundations
- Internal Business Ethics
- Corporate Social Responsibility, Governance and International Business Ethics
- Integrity of Capital Markets
- Duties to Clients and Duties to Employers
- Investment Advice and Conflicts of Interest